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<br /> July 2010<br /> The Top 100 Financial Planning RIAs p. 41 / Too Much Commodity Exposure? p. 54<br /> R<br /> The Source for Investment Professionals<br /> THE NEW SHERIFFS IN TOWN<br /> RIAs with less than $100 million in assets<br /> will no longer be regulated by the SEC.<br /> State regulators are stepping in.<br /> Will states be more successful than the SEC?<br /> A Penton Media Publication $10 US $15 CANADA $20 INTERNATIONALRIAs with less than $100 million in assets<br /> will no longer be regulated by the SEC.<br /> State regulators are stepping in.<br /> Will states be more successful than the SEC?<br /> A Penton Media Publication<br /> $10 US $15 CANADA $20 INTERNATIONAL<br /> <br /> Investment products and services are offered through Wells Fargo Advisors Financial Network, L<a title="July 2010 - Sample page 1" href="http://viewer.zmags.com/publication/14fd5866?page=1"> July 2010 The Top 100 Financial Planning RIAs p.</a> <a title="July 2010 - Sample page 2" href="http://viewer.zmags.com/publication/14fd5866?page=2">  Investment products and services are offered t</a> <a title="July 2010 - Sample page 3" href="http://viewer.zmags.com/publication/14fd5866?page=3">      %   </a> <a title="July 2010 - Sample page 4" href="http://viewer.zmags.com/publication/14fd5866?page=4"> Registered Rep. July 2010 CONTENTS Reports New</a> <a title="July 2010 - Sample page 5" href="http://viewer.zmags.com/publication/14fd5866?page=5"> " " ! ( </a> <a title="July 2010 - Sample page 6" href="http://viewer.zmags.com/publication/14fd5866?page=6"> THE REGISTERED REP. RESOURCE </a> <a title="July 2010 - Sample page 7" href="http://viewer.zmags.com/publication/14fd5866?page=7"> ETFs able Annui UAL FUNDS RESEARCH Holdings-Base</a> <a title="July 2010 - Sample page 8" href="http://viewer.zmags.com/publication/14fd5866?page=8"> CONTRIBUTORS Vikt</a> <a title="July 2010 - Sample page 9" href="http://viewer.zmags.com/publication/14fd5866?page=9"> BETWEEN BEING THERE AND BEING GLOBAL, OPPORTUNIT</a> <a title="July 2010 - Sample page 10" href="http://viewer.zmags.com/publication/14fd5866?page=10"> Street L evel Apologies To Edward Jone</a> <a title="July 2010 - Sample page 11" href="http://viewer.zmags.com/publication/14fd5866?page=11"> % % & " # </a> <a title="July 2010 - Sample page 12" href="http://viewer.zmags.com/publication/14fd5866?page=12">  ! </a> <a title="July 2010 - Sample page 13" href="http://viewer.zmags.com/publication/14fd5866?page=13"> (Information From The Front) BOSTO</a> <a title="July 2010 - Sample page 14" href="http://viewer.zmags.com/publication/14fd5866?page=14"> (Information From The Front) ing loans accounte</a> <a title="July 2010 - Sample page 15" href="http://viewer.zmags.com/publication/14fd5866?page=15"> @/#/ /*// / )/ - / "/ / </a> <a title="July 2010 - Sample page 16" href="http://viewer.zmags.com/publication/14fd5866?page=16"> BLOTTER  Royally Fraudulent The Securities and E</a> <a title="July 2010 - Sample page 17" href="http://viewer.zmags.com/publication/14fd5866?page=17"> + % !!! </a> <a title="July 2010 - Sample page 18" href="http://viewer.zmags.com/publication/14fd5866?page=18"> BLOTTER  regardless of the actual performance of</a> <a title="July 2010 - Sample page 19" href="http://viewer.zmags.com/publication/14fd5866?page=19"> BECOMING AN INDEPENDENT ADVISOR SUDDENLY SOUNDS L</a> <a title="July 2010 - Sample page 20" href="http://viewer.zmags.com/publication/14fd5866?page=20"> (Information From The Front) COMINGS &GOINGS Chr</a> <a title="July 2010 - Sample page 21" href="http://viewer.zmags.com/publication/14fd5866?page=21">      </a> <a title="July 2010 - Sample page 22" href="http://viewer.zmags.com/publication/14fd5866?page=22"> The Rise of the SUPER OSJ Super OSJs are increas</a> <a title="July 2010 - Sample page 23" href="http://viewer.zmags.com/publication/14fd5866?page=23"> Patrick Sullivan and John Hyland have watched rev</a> <a title="July 2010 - Sample page 24" href="http://viewer.zmags.com/publication/14fd5866?page=24"> pay the home office to supervise them, which then</a> <a title="July 2010 - Sample page 25" href="http://viewer.zmags.com/publication/14fd5866?page=25"> The global reach of Deutsche Bank. performance of</a> <a title="July 2010 - Sample page 26" href="http://viewer.zmags.com/publication/14fd5866?page=26"> officer would have meant a fixed cost of $100,000</a> <a title="July 2010 - Sample page 27" href="http://viewer.zmags.com/publication/14fd5866?page=27"> THERE'S NO GUARANTY HIS DAUGHTER WON'T DYE HER HA</a> <a title="July 2010 - Sample page 28" href="http://viewer.zmags.com/publication/14fd5866?page=28">         </a> <a title="July 2010 - Sample page 29" href="http://viewer.zmags.com/publication/14fd5866?page=29"> COPING WITH LONG-TERM HEALTH BLUES INVESTORS NEA</a> <a title="July 2010 - Sample page 30" href="http://viewer.zmags.com/publication/14fd5866?page=30"> It's one of those “uh-oh” moments that financial </a> <a title="July 2010 - Sample page 31" href="http://viewer.zmags.com/publication/14fd5866?page=31">      </a> <a title="July 2010 - Sample page 32" href="http://viewer.zmags.com/publication/14fd5866?page=32"> Dominant supermarket chains anchor our “bread and</a> <a title="July 2010 - Sample page 33" href="http://viewer.zmags.com/publication/14fd5866?page=33"> Excellent Debt* Favorable debt maturities with</a> <a title="July 2010 - Sample page 34" href="http://viewer.zmags.com/publication/14fd5866?page=34"> Workers were asked about how confident they were </a> <a title="July 2010 - Sample page 35" href="http://viewer.zmags.com/publication/14fd5866?page=35"> States with the highest average daily rates for a</a> <a title="July 2010 - Sample page 36" href="http://viewer.zmags.com/publication/14fd5866?page=36"> THE NEW SHERIFFS Under reform legislation, RI</a> <a title="July 2010 - Sample page 37" href="http://viewer.zmags.com/publication/14fd5866?page=37"> IN TOWN Registered Rep. / ww w In the 13 ye</a> <a title="July 2010 - Sample page 38" href="http://viewer.zmags.com/publication/14fd5866?page=38"> Most consultants, RIA regulators and inv</a> <a title="July 2010 - Sample page 39" href="http://viewer.zmags.com/publication/14fd5866?page=39"> Retirement isn't what it used to be. Neither are </a> <a title="July 2010 - Sample page 40" href="http://viewer.zmags.com/publication/14fd5866?page=40"> are somewhat of a hodgepodge. But if the [SEC ove</a> <a title="July 2010 - Sample page 41" href="http://viewer.zmags.com/publication/14fd5866?page=41"> AdvisorChoiceSM TRADITIONAL EMPLOYEE | </a> <a title="July 2010 - Sample page 42" href="http://viewer.zmags.com/publication/14fd5866?page=42"> REBUILD   !   3(5,3(/(05,0&1/( </a> <a title="July 2010 - Sample page 43" href="http://viewer.zmags.com/publication/14fd5866?page=43"> AMERICA'S TOP 100 FINANCIAL PLANNER RIAs Th</a> <a title="July 2010 - Sample page 44" href="http://viewer.zmags.com/publication/14fd5866?page=44"> AMERICA'S TOP 100 FINANCIAL PLANNER RIAs </a> <a title="July 2010 - Sample page 45" href="http://viewer.zmags.com/publication/14fd5866?page=45"> wove* You built loyal client relationships. Now </a> <a title="July 2010 - Sample page 46" href="http://viewer.zmags.com/publication/14fd5866?page=46"> $#  #"     $!"$  </a> <a title="July 2010 - Sample page 47" href="http://viewer.zmags.com/publication/14fd5866?page=47"> AMERICA'S TOP 100 FINANCIAL PLANNER RIAs </a> <a title="July 2010 - Sample page 48" href="http://viewer.zmags.com/publication/14fd5866?page=48"> AMERICA'S TOP 100 FINANCIAL PLANNER RIAs </a> <a title="July 2010 - Sample page 49" href="http://viewer.zmags.com/publication/14fd5866?page=49"> As global growth ____, the price of oil will P</a> <a title="July 2010 - Sample page 50" href="http://viewer.zmags.com/publication/14fd5866?page=50"> Crisp, comfortable white 100% cotton pinpoint oxf</a> <a title="July 2010 - Sample page 51" href="http://viewer.zmags.com/publication/14fd5866?page=51"> FUND WATCH By Stan Luxenberg target-date funds </a> <a title="July 2010 - Sample page 52" href="http://viewer.zmags.com/publication/14fd5866?page=52"> FUND WATCH in certain years, such as 2020 or 20</a> <a title="July 2010 - Sample page 53" href="http://viewer.zmags.com/publication/14fd5866?page=53"> ©2010 Morningstar, Inc. All rights reserved. The </a> <a title="July 2010 - Sample page 54" href="http://viewer.zmags.com/publication/14fd5866?page=54"> FUND WATCH Aggressive? Some Are Funds normal</a> <a title="July 2010 - Sample page 55" href="http://viewer.zmags.com/publication/14fd5866?page=55"> Sneak a Peek! www.mylRlonline.org lntroducing</a> <a title="July 2010 - Sample page 56" href="http://viewer.zmags.com/publication/14fd5866?page=56"> STRATEGIES By Brad Zigler Remember the time whe</a> <a title="July 2010 - Sample page 57" href="http://viewer.zmags.com/publication/14fd5866?page=57"> TABLE 1 - GSCI COMPONENTS Energy (70.5% ) </a> <a title="July 2010 - Sample page 58" href="http://viewer.zmags.com/publication/14fd5866?page=58"> STRATEGIES TABLE 3 - THREE-YEAR PORTFOLIO Asset </a> <a title="July 2010 - Sample page 59" href="http://viewer.zmags.com/publication/14fd5866?page=59"> GSCI's return has thus been whittled </a> <a title="July 2010 - Sample page 60" href="http://viewer.zmags.com/publication/14fd5866?page=60"> 2FWREHU   _'HQYHU&RORUDGR_ZZZ </a> <a title="July 2010 - Sample page 61" href="http://viewer.zmags.com/publication/14fd5866?page=61"> WEALTH MANAGEMENT By Lynn O'Shaughnessy THE TRUE</a> <a title="July 2010 - Sample page 62" href="http://viewer.zmags.com/publication/14fd5866?page=62"> Take a look at the published prices and the </a> <a title="July 2010 - Sample page 63" href="http://viewer.zmags.com/publication/14fd5866?page=63"> Are You Ready for PERFORMANCE COACHING? T</a> <a title="July 2010 - Sample page 64" href="http://viewer.zmags.com/publication/14fd5866?page=64">           </a> <a title="July 2010 - Sample page 65" href="http://viewer.zmags.com/publication/14fd5866?page=65"> THE ART OF THE REFERRAL ASKING F</a> <a title="July 2010 - Sample page 66" href="http://viewer.zmags.com/publication/14fd5866?page=66"> Roya Moltaji always knew she needed a way to get </a> <a title="July 2010 - Sample page 67" href="http://viewer.zmags.com/publication/14fd5866?page=67"> H^\cje[dgGZ\^hiZgZYGZeÉhÆI]ZCZmiBdkZÇZ"aZ</a> <a title="July 2010 - Sample page 68" href="http://viewer.zmags.com/publication/14fd5866?page=68"> You also have to decide when to bring up your</a> <a title="July 2010 - Sample page 69" href="http://viewer.zmags.com/publication/14fd5866?page=69"> ent is having could also apply to other family me</a> <a title="July 2010 - Sample page 70" href="http://viewer.zmags.com/publication/14fd5866?page=70">         </a> <a title="July 2010 - Sample page 71" href="http://viewer.zmags.com/publication/14fd5866?page=71"> Fund House By Lisa A. Cohen Outsourcing Asse</a> <a title="July 2010 - Sample page 72" href="http://viewer.zmags.com/publication/14fd5866?page=72"> Generations By Kevin McKinley Making The Gold</a> <a title="July 2010 - Sample page 73" href="http://viewer.zmags.com/publication/14fd5866?page=73"> they likely have no choice but to work solely for</a> <a title="July 2010 - Sample page 74" href="http://viewer.zmags.com/publication/14fd5866?page=74"> The Inner Game By Matt Oechsli 3 Tips for a </a> <a title="July 2010 - Sample page 75" href="http://viewer.zmags.com/publication/14fd5866?page=75"> Career Moves By Mindy Diamond Caught in the M</a> <a title="July 2010 - Sample page 76" href="http://viewer.zmags.com/publication/14fd5866?page=76"> Street Legal By Bill Singer A Not-So-Clever </a> <a title="July 2010 - Sample page 77" href="http://viewer.zmags.com/publication/14fd5866?page=77"> CLASSIFIED ADVERTISING For information about adve</a> <a title="July 2010 - Sample page 78" href="http://viewer.zmags.com/publication/14fd5866?page=78"> Knowing what you know now, would you choose you</a> <a title="July 2010 - Sample page 79" href="http://viewer.zmags.com/publication/14fd5866?page=79"> Our 98% Retention Speaks Volumes. At LaSalle St.</a> <a title="July 2010 - Sample page 80" href="http://viewer.zmags.com/publication/14fd5866?page=80"> Registered Rep Editorial Calendar for OCTOB</a> <a title="July 2010 - Sample page 81" href="http://viewer.zmags.com/publication/14fd5866?page=81"> Insured Double Digit Return Zero coupon bond-typ</a> <a title="July 2010 - Sample page 82" href="http://viewer.zmags.com/publication/14fd5866?page=82"> SECURITIES ATTORNEYS Representing Broker Dealers </a> <a title="July 2010 - Sample page 83" href="http://viewer.zmags.com/publication/14fd5866?page=83"> Attention OSJ Managers in the </a> <a title="July 2010 - Sample page 84" href="http://viewer.zmags.com/publication/14fd5866?page=84"> Advertiser Index $GYHUWLVLQJ6DOHV2I¿FHV </a> <a title="July 2010 - Sample page 85" href="http://viewer.zmags.com/publication/14fd5866?page=85"> The Rep. Index Compiled By John Kador Regist</a> <a title="July 2010 - Sample page 86" href="http://viewer.zmags.com/publication/14fd5866?page=86"> Not all ETFs are created equal. Take a closer loo</a> <a title="July 2010 - Sample page 87" href="http://viewer.zmags.com/publication/14fd5866?page=87"> Are you VanguardingTM your clients' portfolios? F</a> <a title="July 2010 - Sample page 88" href="http://viewer.zmags.com/publication/14fd5866?page=88"> At First Allied, the game plan is simple: help yo</a>