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FINANCIAL
SERVICES
FACULTY
PUBLICATION
ICAEW.COM/FSFISSUE 115
MAY 2017
FSFocus
IN SAFE HANDS
HSBC's PAM KAUR ON
LEADING THE WAY
TO ACCOUNTABILITY
A WELCOME CHANGE?
THE POTENTIAL IMPACT
AND IMPLICATIONS
OF PILLAR 2A PLANS
Crime and
punishment
Who knew what in the financial
scandals? And what lessons
have been learned?
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FINANCIAL SERVICES FACULTY PUBLICATION ICAEW.COM
A WELL-DESERVED OPPORTUNITY EXCLUSIVE VOLVO V60 M
May 2017 Issue 115 10 COVER STORY MISCONDUCT MAT
WELCOME A step forward The Financial Ser
N E EWS & VENTS CHAIRMAN'S REPORT: RI
EVENTS CLIENT ASSETS FIRST 24 May 2017 Following
AND THE WINNER IS… China recently overtook the EU
SMITH UPFRONT Britain
AV
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COVER STORY NOTES ON A SCANDAL Libor rigging and
“US Senator Elizabeth Warren tore into Stumpf: `Y
place to `catch' Libor manipulation,” agrees Kwek
WHAT LIES BENEATH Recent scandals in the financia
MANAGEMENT: CONFLICTS OF INTEREST “As we
THE BIG PROFILE
From India to banking crises, Pam Kaur, HSBC glob
PAM KAUR specialised investment and banking
For every second of delay at checkout, conv
FUND MANAGEMENT With Brexit negotiations under wa
TECHNICAL: BREXIT & INVESTMENTS GLOSSARY OF
BREXIT PRIORITIES With Article 50 negotiations un
established and authorised. This includes applyin
BUILDING THE PILLARS As the PRA releases a new c
TECHNICAL: PILLAR 2A The February consultati
TECHNICAL: INSURANCE SUPERVISION SOLVING SO
CORPORATE REFORM Elizabeth Richards looks at how
TECHNICAL: REFERENCE TECHNICAL DIRECTORY A round
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PEOPLE IN FOCUS CEO APPOINTED TO NEW FINAN
PEOPLE Indeed, the general view on status wi
T B ID HE IG EA
PEOPLE Investment Management (LGIM) reveale
NEWS & EVENTS U NFOCUSED THEY SAID
INTRODUCING ALL-NEW FORD FIESTA