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<br /> April–June 2013<br /> risk.net/custody-risk<br /> CLEARING l SECURITIES LENDING l FUND ADMINISTRATION<br /> Data fragmentation<br /> Dream of aggregating global OTC derivatives reporting in pieces<br /> Scott O'Malia<br /> CFTC commissioner on regulation<br /> Alternative fund<br /> administration survey<br /> Hedge funds drive increase in assets<br /> Americas Awards<br /> This year's winners announced<br /> WEDNESDAY 20TH NOVEMBER 2013<br /> THe Royal Garden Hotel, London<br /> Book your<br /> table now<br /> Keep up to date with information on the 2013<br /> European Awards by visiting our website.<br /> www.custodyriskawards.com/european<br /> For more information about booking or reserving<br /> your place, contact:<br /> Moira McCarthy<br /> +44 (0)20 7316 9665<br /> moira.mccarthy@incisivemedia.com<br /> custodyriskawards.com/european<br /> COMMENT<br /> Piecing it all together<br /> Editor Luke Clancy<br /> Read it first online<br /> <a title="Custody Risk Issue 97 page 1" href="http://viewer.zmags.com/publication/69855166?page=1"> April–June 2013 risk.net/custody-risk </a> <a title="Custody Risk Issue 97 page 2" href="http://viewer.zmags.com/publication/69855166?page=2"> WEDNESDAY 20TH NOVEMBER 2013 THe Royal Garden Hot</a> <a title="Custody Risk Issue 97 page 3" href="http://viewer.zmags.com/publication/69855166?page=3"> COMMENT Piecing it all together Editor Luke C</a> <a title="Custody Risk Issue 97 page 4" href="http://viewer.zmags.com/publication/69855166?page=4"> Information is your edge Complete access for </a> <a title="Custody Risk Issue 97 page 5" href="http://viewer.zmags.com/publication/69855166?page=5"> CONTENTS ISSUE 97 14 Al</a> <a title="Custody Risk Issue 97 page 6" href="http://viewer.zmags.com/publication/69855166?page=6"> NEWS News in brief Fed report identifies sign</a> <a title="Custody Risk Issue 97 page 7" href="http://viewer.zmags.com/publication/69855166?page=7"> NEWS Ucits'future in Asia questioned Funds i</a> <a title="Custody Risk Issue 97 page 8" href="http://viewer.zmags.com/publication/69855166?page=8"> NEWS SEC cross-border rules`improvement'on CFT</a> <a title="Custody Risk Issue 97 page 9" href="http://viewer.zmags.com/publication/69855166?page=9"> Q&A Iosco chair launches cross-border taskforce </a> <a title="Custody Risk Issue 97 page 10" href="http://viewer.zmags.com/publication/69855166?page=10"> MANDATE WATCH Mandate awards signal a trend towa</a> <a title="Custody Risk Issue 97 page 11" href="http://viewer.zmags.com/publication/69855166?page=11"> Events in 2013 Risk OTC Derivatives Clearing Sum</a> <a title="Custody Risk Issue 97 page 12" href="http://viewer.zmags.com/publication/69855166?page=12"> FIRST PERSON AIFM directive changes prime broker</a> <a title="Custody Risk Issue 97 page 13" href="http://viewer.zmags.com/publication/69855166?page=13"> “It's hard to predict exactly which route funds a</a> <a title="Custody Risk Issue 97 page 14" href="http://viewer.zmags.com/publication/69855166?page=14"> PEOPLE PROFILE Sef rules could favour Europe The </a> <a title="Custody Risk Issue 97 page 15" href="http://viewer.zmags.com/publication/69855166?page=15"> Looking into the futures In fact, the emergence o</a> <a title="Custody Risk Issue 97 page 16" href="http://viewer.zmags.com/publication/69855166?page=16"> ALTERNATIVE FUND ADMINISTRATION SURVEY Growing in</a> <a title="Custody Risk Issue 97 page 17" href="http://viewer.zmags.com/publication/69855166?page=17"> ALTERNATIVE FUND ADMINISTRATION SURVEY Hedge fun</a> <a title="Custody Risk Issue 97 page 18" href="http://viewer.zmags.com/publication/69855166?page=18"> ALTERNATIVE FUND ADMINISTRATION SURVEY Real esta</a> <a title="Custody Risk Issue 97 page 19" href="http://viewer.zmags.com/publication/69855166?page=19"> from interdependence on other investors in commin</a> <a title="Custody Risk Issue 97 page 20" href="http://viewer.zmags.com/publication/69855166?page=20"> TRADE REPORTING Shattered data The G-20 hope</a> <a title="Custody Risk Issue 97 page 21" href="http://viewer.zmags.com/publication/69855166?page=21"> all the information they will receive and how the</a> <a title="Custody Risk Issue 97 page 22" href="http://viewer.zmags.com/publication/69855166?page=22"> TRADE REPORTING on May 7. It will now be subjec</a> <a title="Custody Risk Issue 97 page 23" href="http://viewer.zmags.com/publication/69855166?page=23"> TRADE REPORTING Global data sharing – the sta</a> <a title="Custody Risk Issue 97 page 24" href="http://viewer.zmags.com/publication/69855166?page=24"> LUXEMBOURG Signs of recovery despite uncertainty</a> <a title="Custody Risk Issue 97 page 25" href="http://viewer.zmags.com/publication/69855166?page=25"> SPONSORED FORUM Custody Risk: With a risk</a> <a title="Custody Risk Issue 97 page 26" href="http://viewer.zmags.com/publication/69855166?page=26"> LUXEMBOURG Jean-Daniel Zandona reaso</a> <a title="Custody Risk Issue 97 page 27" href="http://viewer.zmags.com/publication/69855166?page=27"> SPONSORED FORUM from the producer, where </a> <a title="Custody Risk Issue 97 page 28" href="http://viewer.zmags.com/publication/69855166?page=28"> LUXEMBOURG Luxembourg funds – have played</a> <a title="Custody Risk Issue 97 page 29" href="http://viewer.zmags.com/publication/69855166?page=29"> SEGREGATION Too much choice In the US, segregati</a> <a title="Custody Risk Issue 97 page 30" href="http://viewer.zmags.com/publication/69855166?page=30"> SEGREGATION </a> <a title="Custody Risk Issue 97 page 31" href="http://viewer.zmags.com/publication/69855166?page=31"> “Building to all models simultaneously is a compl</a> <a title="Custody Risk Issue 97 page 32" href="http://viewer.zmags.com/publication/69855166?page=32"> SEGREGATION Pros and cons of the three main seg</a> <a title="Custody Risk Issue 97 page 33" href="http://viewer.zmags.com/publication/69855166?page=33"> SUPPLEMENT IN ASSOCIATION WITH</a> <a title="Custody Risk Issue 97 page 34" href="http://viewer.zmags.com/publication/69855166?page=34"> And the award goes to... Contents 33 Judges' p</a> <a title="Custody Risk Issue 97 page 35" href="http://viewer.zmags.com/publication/69855166?page=35"> Meet the judges Michael Talbot, managing director</a> <a title="Custody Risk Issue 97 page 36" href="http://viewer.zmags.com/publication/69855166?page=36"> Winners and shortlist Custodian of the Year – US </a> <a title="Custody Risk Issue 97 page 37" href="http://viewer.zmags.com/publication/69855166?page=37"> SPONSORED FEATURE Collateral Services Provi</a> <a title="Custody Risk Issue 97 page 38" href="http://viewer.zmags.com/publication/69855166?page=38"> The night in pictures Paul Quarto and Rick Enfiel</a> <a title="Custody Risk Issue 97 page 39" href="http://viewer.zmags.com/publication/69855166?page=39"> Marcia Nascimento and Scott Linden of BNY Mellon </a> <a title="Custody Risk Issue 97 page 40" href="http://viewer.zmags.com/publication/69855166?page=40"> SPONSORED FEATURE Custodian of the Year – C</a> <a title="Custody Risk Issue 97 page 41" href="http://viewer.zmags.com/publication/69855166?page=41"> SPONSORED FEATURE Securities Lender of the </a> <a title="Custody Risk Issue 97 page 42" href="http://viewer.zmags.com/publication/69855166?page=42"> </a> <a title="Custody Risk Issue 97 page 43" href="http://viewer.zmags.com/publication/69855166?page=43"> CLIENT CLEARING Clearing – and present danger </a> <a title="Custody Risk Issue 97 page 44" href="http://viewer.zmags.com/publication/69855166?page=44"> CLIENT CLEARING be</a> <a title="Custody Risk Issue 97 page 45" href="http://viewer.zmags.com/publication/69855166?page=45"> “We are trying to make sure the client base is in</a> <a title="Custody Risk Issue 97 page 46" href="http://viewer.zmags.com/publication/69855166?page=46"> Q&A Collateral thinking CIBC Mellon's co-head of</a> <a title="Custody Risk Issue 97 page 47" href="http://viewer.zmags.com/publication/69855166?page=47"> PEOPLE MOVES BNY Mellon announces eight new a</a> <a title="Custody Risk Issue 97 page 48" href="http://viewer.zmags.com/publication/69855166?page=48"> PEOPLE MOVES </a> <a title="Custody Risk Issue 97 page 49" href="http://viewer.zmags.com/publication/69855166?page=49"> Roy Zimmerhansl at firms across the spectrum of </a> <a title="Custody Risk Issue 97 page 50" href="http://viewer.zmags.com/publication/69855166?page=50"> LAST WORD Quotes of the quarter What role should </a> <a title="Custody Risk Issue 97 page 51" href="http://viewer.zmags.com/publication/69855166?page=51"> BASEL III </a> <a title="Custody Risk Issue 97 page 52" href="http://viewer.zmags.com/publication/69855166?page=52"> Securities Financing Auction Services </a>