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<br /> Insight • Innovation • Inspiration<br /> Regulatory Focus:<br /> Staying Independent<br /> in Association with<br /> About ATEB<br /> A pproved by the FCA as a Skilled Person, ATEB was one of the first<br /> compliance consultancies in the UK and a founder member of the<br /> Association of Professional Compliance Consultants (APCC). ATEB has<br /> worked closely with various regulators including PIA, FSA and now the FCA.<br /> We provide regular compliance support<br /> consultancy and services to over 100<br /> advisory firms ranging from Networks<br /> to Sole Traders. We don’t simply cut<br /> and paste rules, we interpret them for<br /> our clients. We act at the cutting edge<br /> of compliance, checking hundreds of<br /> pension and investment client files each<br /> year. Our consultants engage in<br /> extensive systems and controls<br /> design to complement<br /> up-to-date regulatory<br /> feedback.<br /> ATEB directors Steve Bailey<br /> <a title="ATEB Special Report page 1" href="http://viewer.zmags.com/publication/a9b0a52a?page=1"> Insight • Innovation • Inspiration </a> <a title="ATEB Special Report page 2" href="http://viewer.zmags.com/publication/a9b0a52a?page=2"> About ATEB A pproved by the FCA as a Skilled Pers</a> <a title="ATEB Special Report page 3" href="http://viewer.zmags.com/publication/a9b0a52a?page=3"> Staying Independent In this guide ATEB Consultin</a> <a title="ATEB Special Report page 4" href="http://viewer.zmags.com/publication/a9b0a52a?page=4"> cannot satisfy the requirements of independence, </a> <a title="ATEB Special Report page 5" href="http://viewer.zmags.com/publication/a9b0a52a?page=5"> ‘Indicators’ that you may not be Independent A s </a> <a title="ATEB Special Report page 6" href="http://viewer.zmags.com/publication/a9b0a52a?page=6"> So what does Independence look like? We often use</a> <a title="ATEB Special Report page 7" href="http://viewer.zmags.com/publication/a9b0a52a?page=7"> independently. Alternatively the content may </a> <a title="ATEB Special Report page 8" href="http://viewer.zmags.com/publication/a9b0a52a?page=8"> 8 Checking your independence OBSERVATIONS </a> <a title="ATEB Special Report page 9" href="http://viewer.zmags.com/publication/a9b0a52a?page=9"> OBSERVATIONS INDICATORS ACTION Wholesal</a> <a title="ATEB Special Report page 10" href="http://viewer.zmags.com/publication/a9b0a52a?page=10"> 10 OBSERVATIONS INDICATORS ACTION Non-</a> <a title="ATEB Special Report page 11" href="http://viewer.zmags.com/publication/a9b0a52a?page=11"> OBSERVATIONS INDICATORS ACTION Payments</a> <a title="ATEB Special Report page 12" href="http://viewer.zmags.com/publication/a9b0a52a?page=12"> 12 OBSERVATIONS INDICATORS ACTION Sing</a> <a title="ATEB Special Report page 13" href="http://viewer.zmags.com/publication/a9b0a52a?page=13"> OBSERVATIONS INDICATORS ACTION Acceptin</a> <a title="ATEB Special Report page 14" href="http://viewer.zmags.com/publication/a9b0a52a?page=14"> Reading List Stage 1 - Three-stage thematic revi</a> <a title="ATEB Special Report page 15" href="http://viewer.zmags.com/publication/a9b0a52a?page=15"> Handbook Rules The Conduct of Business Sourcebook</a> <a title="ATEB Special Report page 16" href="http://viewer.zmags.com/publication/a9b0a52a?page=16"> FormoreiinformatiiononADTaEvBidCJoSncsaurllteintt</a>