<br />
Insight • Innovation • Inspiration<br />
Regulatory Focus:<br />
Staying Independent<br />
in Association with<br />
About ATEB<br />
A pproved by the FCA as a Skilled Person, ATEB was one of the first<br />
compliance consultancies in the UK and a founder member of the<br />
Association of Professional Compliance Consultants (APCC). ATEB has<br />
worked closely with various regulators including PIA, FSA and now the FCA.<br />
We provide regular compliance support<br />
consultancy and services to over 100<br />
advisory firms ranging from Networks<br />
to Sole Traders. We don’t simply cut<br />
and paste rules, we interpret them for<br />
our clients. We act at the cutting edge<br />
of compliance, checking hundreds of<br />
pension and investment client files each<br />
year. Our consultants engage in<br />
extensive systems and controls<br />
design to complement<br />
up-to-date regulatory<br />
feedback.<br />
ATEB directors Steve Bailey<br />
<a title="ATEB Special Report page 1" href="http://viewer.zmags.com/publication/a9b0a52a?page=1"> Insight • Innovation • Inspiration </a>
<a title="ATEB Special Report page 2" href="http://viewer.zmags.com/publication/a9b0a52a?page=2"> About ATEB A pproved by the FCA as a Skilled Pers</a>
<a title="ATEB Special Report page 3" href="http://viewer.zmags.com/publication/a9b0a52a?page=3"> Staying Independent In this guide ATEB Consultin</a>
<a title="ATEB Special Report page 4" href="http://viewer.zmags.com/publication/a9b0a52a?page=4"> cannot satisfy the requirements of independence, </a>
<a title="ATEB Special Report page 5" href="http://viewer.zmags.com/publication/a9b0a52a?page=5"> ‘Indicators’ that you may not be Independent A s </a>
<a title="ATEB Special Report page 6" href="http://viewer.zmags.com/publication/a9b0a52a?page=6"> So what does Independence look like? We often use</a>
<a title="ATEB Special Report page 7" href="http://viewer.zmags.com/publication/a9b0a52a?page=7"> independently. Alternatively the content may </a>
<a title="ATEB Special Report page 8" href="http://viewer.zmags.com/publication/a9b0a52a?page=8"> 8 Checking your independence OBSERVATIONS </a>
<a title="ATEB Special Report page 9" href="http://viewer.zmags.com/publication/a9b0a52a?page=9"> OBSERVATIONS INDICATORS ACTION Wholesal</a>
<a title="ATEB Special Report page 10" href="http://viewer.zmags.com/publication/a9b0a52a?page=10"> 10 OBSERVATIONS INDICATORS ACTION Non-</a>
<a title="ATEB Special Report page 11" href="http://viewer.zmags.com/publication/a9b0a52a?page=11"> OBSERVATIONS INDICATORS ACTION Payments</a>
<a title="ATEB Special Report page 12" href="http://viewer.zmags.com/publication/a9b0a52a?page=12"> 12 OBSERVATIONS INDICATORS ACTION Sing</a>
<a title="ATEB Special Report page 13" href="http://viewer.zmags.com/publication/a9b0a52a?page=13"> OBSERVATIONS INDICATORS ACTION Acceptin</a>
<a title="ATEB Special Report page 14" href="http://viewer.zmags.com/publication/a9b0a52a?page=14"> Reading List Stage 1 - Three-stage thematic revi</a>
<a title="ATEB Special Report page 15" href="http://viewer.zmags.com/publication/a9b0a52a?page=15"> Handbook Rules The Conduct of Business Sourcebook</a>
<a title="ATEB Special Report page 16" href="http://viewer.zmags.com/publication/a9b0a52a?page=16"> FormoreiinformatiiononADTaEvBidCJoSncsaurllteintt</a>