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<br /> HANDBOOK 2012/2013 risk.net/custody-risk<br /> HANDBOOK 2012/2013<br /> risk.net/custody-risk<br /> Post-trade<br /> made easy<br /> Our focus is on you. Our timely,<br /> flexible and efficient services can<br /> help to lower your risks and costs.<br /> Reliability, innovation<br /> and leadership<br /> Supporting the stability and<br /> development of the capital markets,<br /> locally and worldwide.<br /> © 2012 Euroclear SA /NV, 1 Boulevard du Roi Albert II, 1210 Brussels,Belgium,<br /> Post-trade made easy RPM Brussels number 0423 747 369<br /> INTRODUCTION<br /> The right help<br /> W<br /> elcome to the Custody Risk Handbook 2012/13. The guide is<br /> 15 years old and this is the first edition under the magazine's new<br /> name and the Risk banner.<br /> <a title="Custody Risk Handbook 2012/2013 page 1" href="http://viewer.zmags.com/publication/c522837c?page=1"> HANDBOOK 2012/2013 risk.net/</a> <a title="Custody Risk Handbook 2012/2013 page 2" href="http://viewer.zmags.com/publication/c522837c?page=2"> Post-trade made easy Our focus is on you. Our t</a> <a title="Custody Risk Handbook 2012/2013 page 3" href="http://viewer.zmags.com/publication/c522837c?page=3"> INTRODUCTION The right help W </a> <a title="Custody Risk Handbook 2012/2013 page 4" href="http://viewer.zmags.com/publication/c522837c?page=4"> CONTENTS Agent Banks 8-27 Tai</a> <a title="Custody Risk Handbook 2012/2013 page 5" href="http://viewer.zmags.com/publication/c522837c?page=5"> MORE THAN A PARTNERSHIP: A GENUINE TEAM S</a> <a title="Custody Risk Handbook 2012/2013 page 6" href="http://viewer.zmags.com/publication/c522837c?page=6"> CONTENTS Lithuania </a> <a title="Custody Risk Handbook 2012/2013 page 7" href="http://viewer.zmags.com/publication/c522837c?page=7"> </a> <a title="Custody Risk Handbook 2012/2013 page 8" href="http://viewer.zmags.com/publication/c522837c?page=8"> CONTENTS Legal Providers 131-135 Stock </a> <a title="Custody Risk Handbook 2012/2013 page 9" href="http://viewer.zmags.com/publication/c522837c?page=9"> CONTENTS Japan </a> <a title="Custody Risk Handbook 2012/2013 page 10" href="http://viewer.zmags.com/publication/c522837c?page=10"> AGXxExT BANKS Adaptation in a new world L </a> <a title="Custody Risk Handbook 2012/2013 page 11" href="http://viewer.zmags.com/publication/c522837c?page=11"> Australia – Bahrain AUSTRALIA AUSTRALIA & NEW ZE</a> <a title="Custody Risk Handbook 2012/2013 page 12" href="http://viewer.zmags.com/publication/c522837c?page=12"> Bangladesh – Canada AGENT BANKS BANGLADESH STAND</a> <a title="Custody Risk Handbook 2012/2013 page 13" href="http://viewer.zmags.com/publication/c522837c?page=13"> Canada – Finland RBC INVESTOR SERVICES 155 Welli</a> <a title="Custody Risk Handbook 2012/2013 page 14" href="http://viewer.zmags.com/publication/c522837c?page=14"> Finland – Ghana AGENT BANKS NORDEA BANK FINLAND </a> <a title="Custody Risk Handbook 2012/2013 page 15" href="http://viewer.zmags.com/publication/c522837c?page=15"> Ghana – Hong Kong STANDARD CHARTERED BANK Securi</a> <a title="Custody Risk Handbook 2012/2013 page 16" href="http://viewer.zmags.com/publication/c522837c?page=16"> Hong Kong – Italy AGENT BANKS STANDARD CHARTERED</a> <a title="Custody Risk Handbook 2012/2013 page 17" href="http://viewer.zmags.com/publication/c522837c?page=17"> Italy – Luxembourg INTESA SANPAOLO S.P.A. Piazza</a> <a title="Custody Risk Handbook 2012/2013 page 18" href="http://viewer.zmags.com/publication/c522837c?page=18"> Malawi – The Netherlands MALAWI AGENT BANKS STAN</a> <a title="Custody Risk Handbook 2012/2013 page 19" href="http://viewer.zmags.com/publication/c522837c?page=19"> New Zealand – Nigeria NEW ZEALAND ANZ CUSTODIAN</a> <a title="Custody Risk Handbook 2012/2013 page 20" href="http://viewer.zmags.com/publication/c522837c?page=20"> Nigeria AGENT BANKS STANBIC IBTC BANK PLC IBTC Pl</a> <a title="Custody Risk Handbook 2012/2013 page 21" href="http://viewer.zmags.com/publication/c522837c?page=21"> Norway – Portugal NORWAY HANDELSBANKEN Custody s</a> <a title="Custody Risk Handbook 2012/2013 page 22" href="http://viewer.zmags.com/publication/c522837c?page=22"> Portugal – Russia AGENT BANKS BANCO SANTANDER T</a> <a title="Custody Risk Handbook 2012/2013 page 23" href="http://viewer.zmags.com/publication/c522837c?page=23"> Russia – South Africa SOCIÉTÉ GÉNÉRALE SECURITIE</a> <a title="Custody Risk Handbook 2012/2013 page 24" href="http://viewer.zmags.com/publication/c522837c?page=24"> South Africa – South Korea AGENT BANKS SOCIÉTÉ G</a> <a title="Custody Risk Handbook 2012/2013 page 25" href="http://viewer.zmags.com/publication/c522837c?page=25"> South Korea – Sweden STANDARD CHARTERED FIRST BA</a> <a title="Custody Risk Handbook 2012/2013 page 26" href="http://viewer.zmags.com/publication/c522837c?page=26"> Sweden – Tanzania SEB Custody Services Sergelsto</a> <a title="Custody Risk Handbook 2012/2013 page 27" href="http://viewer.zmags.com/publication/c522837c?page=27"> Thailand – United Kingdom THAILAND STANDARD CHAR</a> <a title="Custody Risk Handbook 2012/2013 page 28" href="http://viewer.zmags.com/publication/c522837c?page=28"> United Kingdom – Zambia AGENT BANKS HSBC SECURIT</a> <a title="Custody Risk Handbook 2012/2013 page 29" href="http://viewer.zmags.com/publication/c522837c?page=29"> Zambia – Zimbabwe STANDARD CHARTERED BANK Securi</a> <a title="Custody Risk Handbook 2012/2013 page 30" href="http://viewer.zmags.com/publication/c522837c?page=30"> CUSTODIANS Reinvention I n addition to </a> <a title="Custody Risk Handbook 2012/2013 page 31" href="http://viewer.zmags.com/publication/c522837c?page=31"> Let us show you why one fifth of the world's asset</a> <a title="Custody Risk Handbook 2012/2013 page 32" href="http://viewer.zmags.com/publication/c522837c?page=32"> Argentina – Australia ARGENTINA DEUTSCHE BANK Ed</a> <a title="Custody Risk Handbook 2012/2013 page 33" href="http://viewer.zmags.com/publication/c522837c?page=33"> Australia – Bahrain WESTPAC BANKING CORPORATION </a> <a title="Custody Risk Handbook 2012/2013 page 34" href="http://viewer.zmags.com/publication/c522837c?page=34"> Bangladesh – Bermuda BANGLADESH STANDARD CHARTER</a> <a title="Custody Risk Handbook 2012/2013 page 35" href="http://viewer.zmags.com/publication/c522837c?page=35"> Bermuda – Bulgaria BERMUDA COMMERCIAL BANK LTD 1</a> <a title="Custody Risk Handbook 2012/2013 page 36" href="http://viewer.zmags.com/publication/c522837c?page=36"> Bulgaria – Canada HBV BANK BIOCHIM 1 Ivan Vazov </a> <a title="Custody Risk Handbook 2012/2013 page 37" href="http://viewer.zmags.com/publication/c522837c?page=37"> Canada – Cayman Islands clearing services, custo</a> <a title="Custody Risk Handbook 2012/2013 page 38" href="http://viewer.zmags.com/publication/c522837c?page=38"> Cayman Islands – Croatia CITITRUST (CAyMAN) LIMI</a> <a title="Custody Risk Handbook 2012/2013 page 39" href="http://viewer.zmags.com/publication/c522837c?page=39"> Croatia – Cyprus SOCIÉTÉ GÉNÉRALE SECURITIES S</a> <a title="Custody Risk Handbook 2012/2013 page 40" href="http://viewer.zmags.com/publication/c522837c?page=40"> Czech Republic CZECH REPUBLIC CESKOSLOVENSKA OBC</a> <a title="Custody Risk Handbook 2012/2013 page 41" href="http://viewer.zmags.com/publication/c522837c?page=41"> Czech Republic – Egypt UNICREDIT BANK CZECH REPU</a> <a title="Custody Risk Handbook 2012/2013 page 42" href="http://viewer.zmags.com/publication/c522837c?page=42"> Egypt – Finland ESTONIA SOCIÉTÉ GÉNÉRALE SECURIT</a> <a title="Custody Risk Handbook 2012/2013 page 43" href="http://viewer.zmags.com/publication/c522837c?page=43"> Finland – France HANDELSBANKEN Custody services </a> <a title="Custody Risk Handbook 2012/2013 page 44" href="http://viewer.zmags.com/publication/c522837c?page=44"> France – Germany RBC INVESTOR SERVICES 105, r</a> <a title="Custody Risk Handbook 2012/2013 page 45" href="http://viewer.zmags.com/publication/c522837c?page=45"> Germany MesseTurm, Friedrich Ebert Anlag</a> <a title="Custody Risk Handbook 2012/2013 page 46" href="http://viewer.zmags.com/publication/c522837c?page=46"> Germany COMMERZBANK AG Leuterweg 60323 Frankfurt</a> <a title="Custody Risk Handbook 2012/2013 page 47" href="http://viewer.zmags.com/publication/c522837c?page=47"> Germany – Greece SGSS offers banks, assets manag</a> <a title="Custody Risk Handbook 2012/2013 page 48" href="http://viewer.zmags.com/publication/c522837c?page=48"> Greece – Guernsey GUERNSEY SOCIÉTÉ GÉNÉRALE SECU</a> <a title="Custody Risk Handbook 2012/2013 page 49" href="http://viewer.zmags.com/publication/c522837c?page=49"> Guernsey BUTTERFIELD BANK (GUERNSEy) LIMITED </a> <a title="Custody Risk Handbook 2012/2013 page 50" href="http://viewer.zmags.com/publication/c522837c?page=50"> Guernsey – Hong Kong CUSTODIANS ROyAL BAN</a> <a title="Custody Risk Handbook 2012/2013 page 51" href="http://viewer.zmags.com/publication/c522837c?page=51"> Hong Kong CITIGROUP 49/F, CitibankTower Citibank</a> <a title="Custody Risk Handbook 2012/2013 page 52" href="http://viewer.zmags.com/publication/c522837c?page=52"> Hong Kong – Hungary SOCIÉTÉ GÉNÉRALE SECURITIE</a> <a title="Custody Risk Handbook 2012/2013 page 53" href="http://viewer.zmags.com/publication/c522837c?page=53"> Hungary – India CITIBANK ZRT Szabadsag ter 7 V. </a> <a title="Custody Risk Handbook 2012/2013 page 54" href="http://viewer.zmags.com/publication/c522837c?page=54"> India – Ireland clearing services, custody and t</a> <a title="Custody Risk Handbook 2012/2013 page 55" href="http://viewer.zmags.com/publication/c522837c?page=55"> Ireland CITIBANK IRELAND FINANCIAL SERVICES PLC </a> <a title="Custody Risk Handbook 2012/2013 page 56" href="http://viewer.zmags.com/publication/c522837c?page=56"> Ireland – Isle of Man RBC INVESTOR SERVICES G</a> <a title="Custody Risk Handbook 2012/2013 page 57" href="http://viewer.zmags.com/publication/c522837c?page=57"> Isle of Man – Israel BNP PARIBAS SECURITIES SERV</a> <a title="Custody Risk Handbook 2012/2013 page 58" href="http://viewer.zmags.com/publication/c522837c?page=58"> Italy ITALY BANCA POPOLARE COMMERCIO E INDUSTRIA</a> <a title="Custody Risk Handbook 2012/2013 page 59" href="http://viewer.zmags.com/publication/c522837c?page=59"> Italy – Japan RBC INVESTOR SERVICES Succursal</a> <a title="Custody Risk Handbook 2012/2013 page 60" href="http://viewer.zmags.com/publication/c522837c?page=60"> Japan – Jersey JPMORGAN CHASE BANK Tokyo Buildin</a> <a title="Custody Risk Handbook 2012/2013 page 61" href="http://viewer.zmags.com/publication/c522837c?page=61"> Jersey BNP PARIBAS SECURITIES SERVICES S.A., JER</a> <a title="Custody Risk Handbook 2012/2013 page 62" href="http://viewer.zmags.com/publication/c522837c?page=62"> Jersey – Kenya CUSTODIANS ROyAL BANK OF C</a> <a title="Custody Risk Handbook 2012/2013 page 63" href="http://viewer.zmags.com/publication/c522837c?page=63"> Kenya – Lebanon STANDARD CHARTERED BANK Securiti</a> <a title="Custody Risk Handbook 2012/2013 page 64" href="http://viewer.zmags.com/publication/c522837c?page=64"> Lithuania – Luxembourg LITHUANIA CUSTODIANS</a> <a title="Custody Risk Handbook 2012/2013 page 65" href="http://viewer.zmags.com/publication/c522837c?page=65"> Luxembourg BANQUE CARNEGIE LUXEMBOURG S.A. 5 Pla</a> <a title="Custody Risk Handbook 2012/2013 page 66" href="http://viewer.zmags.com/publication/c522837c?page=66"> Luxembourg EUROPEAN FUND ADMINISTRATION S.A. 2 r</a> <a title="Custody Risk Handbook 2012/2013 page 67" href="http://viewer.zmags.com/publication/c522837c?page=67"> Luxembourg – Malaysia SOCIÉTÉ GÉNÉRALE SECURIT</a> <a title="Custody Risk Handbook 2012/2013 page 68" href="http://viewer.zmags.com/publication/c522837c?page=68"> Malaysia – Mexico STANDARD CHARTERED BANK Securi</a> <a title="Custody Risk Handbook 2012/2013 page 69" href="http://viewer.zmags.com/publication/c522837c?page=69"> Mexico – Morocco Mexico and has leading franchis</a> <a title="Custody Risk Handbook 2012/2013 page 70" href="http://viewer.zmags.com/publication/c522837c?page=70"> Namibia – The Netherlands NAMIBIA STANDARD BANK </a> <a title="Custody Risk Handbook 2012/2013 page 71" href="http://viewer.zmags.com/publication/c522837c?page=71"> The Netherlands – New Zealand STATE STREET BANK </a> <a title="Custody Risk Handbook 2012/2013 page 72" href="http://viewer.zmags.com/publication/c522837c?page=72"> Nigeria NIGERIA CUSTODIANS FIRST BANK OF NIGER</a> <a title="Custody Risk Handbook 2012/2013 page 73" href="http://viewer.zmags.com/publication/c522837c?page=73"> Nigeria STANBIC IBTC BANK PLC IBTC Place Water</a> <a title="Custody Risk Handbook 2012/2013 page 74" href="http://viewer.zmags.com/publication/c522837c?page=74"> Norway – Pakistan NORWAY CUSTODIANS DNB BA</a> <a title="Custody Risk Handbook 2012/2013 page 75" href="http://viewer.zmags.com/publication/c522837c?page=75"> Pakistan – Poland STANDARD CHARTERED BANK Securi</a> <a title="Custody Risk Handbook 2012/2013 page 76" href="http://viewer.zmags.com/publication/c522837c?page=76"> Poland BANK MILLENNIUM ul. Stanisława Żaryna </a> <a title="Custody Risk Handbook 2012/2013 page 77" href="http://viewer.zmags.com/publication/c522837c?page=77"> Poland – Portugal SGSS is the 7th largest worldw</a> <a title="Custody Risk Handbook 2012/2013 page 78" href="http://viewer.zmags.com/publication/c522837c?page=78"> Portugal – Romania needs of our customers; Advan</a> <a title="Custody Risk Handbook 2012/2013 page 79" href="http://viewer.zmags.com/publication/c522837c?page=79"> Romania – Russia RUSSIA SOCIÉTÉ GÉNÉRALE SECURIT</a> <a title="Custody Risk Handbook 2012/2013 page 80" href="http://viewer.zmags.com/publication/c522837c?page=80"> Russia CUSTODIANS Main services: • Deposi</a> <a title="Custody Risk Handbook 2012/2013 page 81" href="http://viewer.zmags.com/publication/c522837c?page=81"> Russia – Serbia of securities services that are </a> <a title="Custody Risk Handbook 2012/2013 page 82" href="http://viewer.zmags.com/publication/c522837c?page=82"> Singapore SINGAPORE CUSTODIANS Singapore B</a> <a title="Custody Risk Handbook 2012/2013 page 83" href="http://viewer.zmags.com/publication/c522837c?page=83"> Slovak Republic – Slovenia SLOVAK REPUBLIC BANK </a> <a title="Custody Risk Handbook 2012/2013 page 84" href="http://viewer.zmags.com/publication/c522837c?page=84"> Slovenia – South Africa corporations, global cus</a> <a title="Custody Risk Handbook 2012/2013 page 85" href="http://viewer.zmags.com/publication/c522837c?page=85"> South Africa – South Korea SOUTH KOREA STANDARD</a> <a title="Custody Risk Handbook 2012/2013 page 86" href="http://viewer.zmags.com/publication/c522837c?page=86"> South Korea – Spain STANDARD CHARTERED FIRST BAN</a> <a title="Custody Risk Handbook 2012/2013 page 87" href="http://viewer.zmags.com/publication/c522837c?page=87"> Spain – Sri Lanka ING BELGIUM S.A. C/Genova 27 3</a> <a title="Custody Risk Handbook 2012/2013 page 88" href="http://viewer.zmags.com/publication/c522837c?page=88"> Sri Lanka – Switzerland STANDARD CHARTERED BANK </a> <a title="Custody Risk Handbook 2012/2013 page 89" href="http://viewer.zmags.com/publication/c522837c?page=89"> Switzerland assets; settlement of securities tra</a> <a title="Custody Risk Handbook 2012/2013 page 90" href="http://viewer.zmags.com/publication/c522837c?page=90"> Switzerland SOCIÉTÉ GÉNÉRALE SECURITIES SERVIC</a> <a title="Custody Risk Handbook 2012/2013 page 91" href="http://viewer.zmags.com/publication/c522837c?page=91"> Taiwan – Thailand TAIWAN BANK OF TAIWAN 58 Secti</a> <a title="Custody Risk Handbook 2012/2013 page 92" href="http://viewer.zmags.com/publication/c522837c?page=92"> Tunisia TUNISIA CUSTODIANS BANQUE INTERNAT</a> <a title="Custody Risk Handbook 2012/2013 page 93" href="http://viewer.zmags.com/publication/c522837c?page=93"> Turkey – United Arab Emirates TURKEY CITIBANK AS</a> <a title="Custody Risk Handbook 2012/2013 page 94" href="http://viewer.zmags.com/publication/c522837c?page=94"> United Arab Emirates – United Kingdom HSBC SECUR</a> <a title="Custody Risk Handbook 2012/2013 page 95" href="http://viewer.zmags.com/publication/c522837c?page=95"> United Kingdom services, sub-accounting, transfe</a> <a title="Custody Risk Handbook 2012/2013 page 96" href="http://viewer.zmags.com/publication/c522837c?page=96"> United Kingdom KLEINWORT BENSON 30 Gresham Stree</a> <a title="Custody Risk Handbook 2012/2013 page 97" href="http://viewer.zmags.com/publication/c522837c?page=97"> United Kingdom – USA SOCIÉTÉ GÉNÉRALE SECURITI</a> <a title="Custody Risk Handbook 2012/2013 page 98" href="http://viewer.zmags.com/publication/c522837c?page=98"> USA – Venezuela BROWN BROTHERS HARRIMAN & CO 40 </a> <a title="Custody Risk Handbook 2012/2013 page 99" href="http://viewer.zmags.com/publication/c522837c?page=99"> Venezuela – Zimbabwe BANCO MERCANTIL Avenida And</a> <a title="Custody Risk Handbook 2012/2013 page 100" href="http://viewer.zmags.com/publication/c522837c?page=100"> FINANCIAL JURISDICTIONS Financial jurisdictions </a> <a title="Custody Risk Handbook 2012/2013 page 101" href="http://viewer.zmags.com/publication/c522837c?page=101"> </a> <a title="Custody Risk Handbook 2012/2013 page 102" href="http://viewer.zmags.com/publication/c522837c?page=102"> Bahamas – British Virgin Islands BAHAMAS BAHAMAS</a> <a title="Custody Risk Handbook 2012/2013 page 103" href="http://viewer.zmags.com/publication/c522837c?page=103"> British Virgin Islands – Cayman Islands • world </a> <a title="Custody Risk Handbook 2012/2013 page 104" href="http://viewer.zmags.com/publication/c522837c?page=104"> Guernsey – United Arab Emirates GUERNSEY GUERNSE</a> <a title="Custody Risk Handbook 2012/2013 page 105" href="http://viewer.zmags.com/publication/c522837c?page=105"> United Kingdom UNITED KINGDOM INVEST NORTHE</a> <a title="Custody Risk Handbook 2012/2013 page 106" href="http://viewer.zmags.com/publication/c522837c?page=106"> HEDGE FUND SERVICE PROVIDERS Batten down the hat</a> <a title="Custody Risk Handbook 2012/2013 page 107" href="http://viewer.zmags.com/publication/c522837c?page=107"> Australia – Bermuda AUSTRALIA KINGSWAy FINANCIAL</a> <a title="Custody Risk Handbook 2012/2013 page 108" href="http://viewer.zmags.com/publication/c522837c?page=108"> Bermuda – Canada FULCRUM LIMITED Suite 193 48 Pa</a> <a title="Custody Risk Handbook 2012/2013 page 109" href="http://viewer.zmags.com/publication/c522837c?page=109"> Canada – Cayman Islands Ab UBS GLOBAL ASSET MAN</a> <a title="Custody Risk Handbook 2012/2013 page 110" href="http://viewer.zmags.com/publication/c522837c?page=110"> Cayman Islands BUTTERFIELD BANK (CAyMAN) LIMITED</a> <a title="Custody Risk Handbook 2012/2013 page 111" href="http://viewer.zmags.com/publication/c522837c?page=111"> Cayman Islands – Guernsey Total number of funds:</a> <a title="Custody Risk Handbook 2012/2013 page 112" href="http://viewer.zmags.com/publication/c522837c?page=112"> Guernsey – Hong Kong NORTHERNTRUST INTERNATIONAL</a> <a title="Custody Risk Handbook 2012/2013 page 113" href="http://viewer.zmags.com/publication/c522837c?page=113"> Hong Kong – Ireland Assets under administration:</a> <a title="Custody Risk Handbook 2012/2013 page 114" href="http://viewer.zmags.com/publication/c522837c?page=114"> Ireland offers 24-hour investor access via CHARI</a> <a title="Custody Risk Handbook 2012/2013 page 115" href="http://viewer.zmags.com/publication/c522837c?page=115"> Ireland – Jersey administration to your business</a> <a title="Custody Risk Handbook 2012/2013 page 116" href="http://viewer.zmags.com/publication/c522837c?page=116"> Jersey – Luxembourg Ab UBS AG JERSEy BRANCH Fun</a> <a title="Custody Risk Handbook 2012/2013 page 117" href="http://viewer.zmags.com/publication/c522837c?page=117"> Luxembourg based fund administration company, wh</a> <a title="Custody Risk Handbook 2012/2013 page 118" href="http://viewer.zmags.com/publication/c522837c?page=118"> Luxembourg – Malta accounting, NAV calculation a</a> <a title="Custody Risk Handbook 2012/2013 page 119" href="http://viewer.zmags.com/publication/c522837c?page=119"> Malta – Panama the share register of the fund an</a> <a title="Custody Risk Handbook 2012/2013 page 120" href="http://viewer.zmags.com/publication/c522837c?page=120"> Singapore SINGAPORE BANK OF AMERICA MERRILL LyNC</a> <a title="Custody Risk Handbook 2012/2013 page 121" href="http://viewer.zmags.com/publication/c522837c?page=121"> Singapore – Switzerland Main services: Fund Serv</a> <a title="Custody Risk Handbook 2012/2013 page 122" href="http://viewer.zmags.com/publication/c522837c?page=122"> Switzerland – United Kingdom flexible services f</a> <a title="Custody Risk Handbook 2012/2013 page 123" href="http://viewer.zmags.com/publication/c522837c?page=123"> United Kingdom DAIWA SECURITIESTRUST AND BANKING</a> <a title="Custody Risk Handbook 2012/2013 page 124" href="http://viewer.zmags.com/publication/c522837c?page=124"> United Kingdom – USA Ab UBS GLOBAL ASSET MANAGE</a> <a title="Custody Risk Handbook 2012/2013 page 125" href="http://viewer.zmags.com/publication/c522837c?page=125"> USA COLUMBUS AVENUE CONSULTING LLC 152 W 57th St</a> <a title="Custody Risk Handbook 2012/2013 page 126" href="http://viewer.zmags.com/publication/c522837c?page=126"> USA NEWEDGE USA LLC 550 West Jackson Blvd., Suit</a> <a title="Custody Risk Handbook 2012/2013 page 127" href="http://viewer.zmags.com/publication/c522837c?page=127"> INTERNATIONAL SERVICE PROVIDERS The evolving rol</a> <a title="Custody Risk Handbook 2012/2013 page 128" href="http://viewer.zmags.com/publication/c522837c?page=128"> INTERNATIONAL SERVICE PROVIDERS from multiple ent</a> <a title="Custody Risk Handbook 2012/2013 page 129" href="http://viewer.zmags.com/publication/c522837c?page=129"> Belgium BELGIUM EUROCLEAR BANK 1 Boulevard</a> <a title="Custody Risk Handbook 2012/2013 page 130" href="http://viewer.zmags.com/publication/c522837c?page=130"> Guernsey – Luxembourg HSBC SECURITIES SERVICES</a> <a title="Custody Risk Handbook 2012/2013 page 131" href="http://viewer.zmags.com/publication/c522837c?page=131"> Luxembourg – South Africa in its Vestima Funds H</a> <a title="Custody Risk Handbook 2012/2013 page 132" href="http://viewer.zmags.com/publication/c522837c?page=132"> Switzerland – USA SWITZERLAND SIX SIS LTD Brands</a> <a title="Custody Risk Handbook 2012/2013 page 133" href="http://viewer.zmags.com/publication/c522837c?page=133"> LEGAL PROVIDERS xxx A helping hand W </a> <a title="Custody Risk Handbook 2012/2013 page 134" href="http://viewer.zmags.com/publication/c522837c?page=134"> Australia – Cayman Islands AUSTRALIA ALLENS ARTH</a> <a title="Custody Risk Handbook 2012/2013 page 135" href="http://viewer.zmags.com/publication/c522837c?page=135"> Gibraltar – Guernsey GIBRALTAR HASSANS 57/63 Lin</a> <a title="Custody Risk Handbook 2012/2013 page 136" href="http://viewer.zmags.com/publication/c522837c?page=136"> Ireland – Jersey IRELAND A & L GOODBODy Internat</a> <a title="Custody Risk Handbook 2012/2013 page 137" href="http://viewer.zmags.com/publication/c522837c?page=137"> Jersey – USA OGIER Whiteley Chambers Don Street </a> <a title="Custody Risk Handbook 2012/2013 page 138" href="http://viewer.zmags.com/publication/c522837c?page=138"> NETWORK MANAGEMENT Network management – Managing</a> <a title="Custody Risk Handbook 2012/2013 page 139" href="http://viewer.zmags.com/publication/c522837c?page=139"> Austria – Norway AUSTRIA UNICREDIT GROUP JuliusT</a> <a title="Custody Risk Handbook 2012/2013 page 140" href="http://viewer.zmags.com/publication/c522837c?page=140"> Singapore – USA SINGAPORE STANDARD CHARTERED BAN</a> <a title="Custody Risk Handbook 2012/2013 page 141" href="http://viewer.zmags.com/publication/c522837c?page=141"> PRIVATE EQUITY FUND SERVICES xxx US stands tall </a> <a title="Custody Risk Handbook 2012/2013 page 142" href="http://viewer.zmags.com/publication/c522837c?page=142"> Bermuda – Guernsey BERMUDA CACEIS INVESTOR SERVI</a> <a title="Custody Risk Handbook 2012/2013 page 143" href="http://viewer.zmags.com/publication/c522837c?page=143"> Guernsey – Ireland HERITAGE INTERNATIONAL FUND M</a> <a title="Custody Risk Handbook 2012/2013 page 144" href="http://viewer.zmags.com/publication/c522837c?page=144"> Ireland – Luxembourg SEI Styne House Upper Hatch</a> <a title="Custody Risk Handbook 2012/2013 page 145" href="http://viewer.zmags.com/publication/c522837c?page=145"> Luxembourg – United Arab Emirates SINGAPORE I</a> <a title="Custody Risk Handbook 2012/2013 page 146" href="http://viewer.zmags.com/publication/c522837c?page=146"> United Kingdom UNITED KINGDOM AUGENTIUS FUND Adm</a> <a title="Custody Risk Handbook 2012/2013 page 147" href="http://viewer.zmags.com/publication/c522837c?page=147"> United Kingdom – USA Our services Ipes provides </a> <a title="Custody Risk Handbook 2012/2013 page 148" href="http://viewer.zmags.com/publication/c522837c?page=148"> USA HANDBOOK 2012 2013 HANDBOOK 2012 2013 HA</a> <a title="Custody Risk Handbook 2012/2013 page 149" href="http://viewer.zmags.com/publication/c522837c?page=149"> SECURITIES LENDING Lending recovery T </a> <a title="Custody Risk Handbook 2012/2013 page 150" href="http://viewer.zmags.com/publication/c522837c?page=150"> Australia – Hong Kong AUSTRALIA ESECLENDING MLC </a> <a title="Custody Risk Handbook 2012/2013 page 151" href="http://viewer.zmags.com/publication/c522837c?page=151"> Ireland – United Kingdom IRELAND CACEIS INVESTOR</a> <a title="Custody Risk Handbook 2012/2013 page 152" href="http://viewer.zmags.com/publication/c522837c?page=152"> United Kingdom – USA SECURITIES LENDING 160 Queen</a> <a title="Custody Risk Handbook 2012/2013 page 153" href="http://viewer.zmags.com/publication/c522837c?page=153"> USA 200 Park Avenue MetLife Building Newyor</a> <a title="Custody Risk Handbook 2012/2013 page 154" href="http://viewer.zmags.com/publication/c522837c?page=154"> STOCK EXCHANGES A bumpy ride O </a> <a title="Custody Risk Handbook 2012/2013 page 155" href="http://viewer.zmags.com/publication/c522837c?page=155"> Argentina – Bermuda ARGENTINA BUENOS AIRES STOCK</a> <a title="Custody Risk Handbook 2012/2013 page 156" href="http://viewer.zmags.com/publication/c522837c?page=156"> Brazil – Czech Republic BRAZIL BOVESPA Rua XV de</a> <a title="Custody Risk Handbook 2012/2013 page 157" href="http://viewer.zmags.com/publication/c522837c?page=157"> Denmark – Greece DENMARK OMX NORDIC EXCHANGE COP</a> <a title="Custody Risk Handbook 2012/2013 page 158" href="http://viewer.zmags.com/publication/c522837c?page=158"> Hong Kong – Japan HONG KONG HONG KONG EXCHANGES </a> <a title="Custody Risk Handbook 2012/2013 page 159" href="http://viewer.zmags.com/publication/c522837c?page=159"> Jordan – Malaysia JORDAN AMMAN STOCK EXCHANGE Ar</a> <a title="Custody Risk Handbook 2012/2013 page 160" href="http://viewer.zmags.com/publication/c522837c?page=160"> Malta – Namibia MALTA MALTA STOCK EXCHANG</a> <a title="Custody Risk Handbook 2012/2013 page 161" href="http://viewer.zmags.com/publication/c522837c?page=161"> The Netherlands – Philippines THE NETHERLANDS (S</a> <a title="Custody Risk Handbook 2012/2013 page 162" href="http://viewer.zmags.com/publication/c522837c?page=162"> Poland – Slovenia POLAND WARSAW STOCK EXCHANGE K</a> <a title="Custody Risk Handbook 2012/2013 page 163" href="http://viewer.zmags.com/publication/c522837c?page=163"> South Africa – Taiwan SOUTH AFRICA JSE SECURITIE</a> <a title="Custody Risk Handbook 2012/2013 page 164" href="http://viewer.zmags.com/publication/c522837c?page=164"> Thailand – USA THAILAND THE STOCK EXCHANGE OFTHA</a> <a title="Custody Risk Handbook 2012/2013 page 165" href="http://viewer.zmags.com/publication/c522837c?page=165"> Venezuela – Zimbabwe VENEZUELA CARACUS STOCK EXC</a> <a title="Custody Risk Handbook 2012/2013 page 166" href="http://viewer.zmags.com/publication/c522837c?page=166"> TECHNOLOGY & SYSTEMS PROVIDERS Gaining effect F</a> <a title="Custody Risk Handbook 2012/2013 page 167" href="http://viewer.zmags.com/publication/c522837c?page=167"> Global solutions provider Dedicated to the instit</a> <a title="Custody Risk Handbook 2012/2013 page 168" href="http://viewer.zmags.com/publication/c522837c?page=168"> Australia AUSTRALIA BRAVURA SOLUTIONS LIMITED Le</a> <a title="Custody Risk Handbook 2012/2013 page 169" href="http://viewer.zmags.com/publication/c522837c?page=169"> Scan this on your phone to go to our web</a> <a title="Custody Risk Handbook 2012/2013 page 170" href="http://viewer.zmags.com/publication/c522837c?page=170"> Australia – Belgium MILESTONE GROUP Level 21,</a> <a title="Custody Risk Handbook 2012/2013 page 171" href="http://viewer.zmags.com/publication/c522837c?page=171"> British Virgin Islands – Canada BRITISH VIRGIN I</a> <a title="Custody Risk Handbook 2012/2013 page 172" href="http://viewer.zmags.com/publication/c522837c?page=172"> Canada – France mutual funds or alternative inve</a> <a title="Custody Risk Handbook 2012/2013 page 173" href="http://viewer.zmags.com/publication/c522837c?page=173"> France provides a full front-to-back office solu</a> <a title="Custody Risk Handbook 2012/2013 page 174" href="http://viewer.zmags.com/publication/c522837c?page=174"> France – Hong Kong SUNGARD ASSET ARENA 147 Burea</a> <a title="Custody Risk Handbook 2012/2013 page 175" href="http://viewer.zmags.com/publication/c522837c?page=175"> Hong Kong – India mutual funds or alternative in</a> <a title="Custody Risk Handbook 2012/2013 page 176" href="http://viewer.zmags.com/publication/c522837c?page=176"> India – Ireland FINANCIALTECHNOLOGIES (INDIA) LT</a> <a title="Custody Risk Handbook 2012/2013 page 177" href="http://viewer.zmags.com/publication/c522837c?page=177"> Ireland INTERACTIVE DATA Park House 195 North Ci</a> <a title="Custody Risk Handbook 2012/2013 page 178" href="http://viewer.zmags.com/publication/c522837c?page=178"> Ireland – Italy income distributions, calculate </a> <a title="Custody Risk Handbook 2012/2013 page 179" href="http://viewer.zmags.com/publication/c522837c?page=179"> Jersey – Luxembourg JERSEY AZTEC FINANCIAL SERVI</a> <a title="Custody Risk Handbook 2012/2013 page 180" href="http://viewer.zmags.com/publication/c522837c?page=180"> Luxembourg MILESTONE GROUP 12 Rue Leandre Lac</a> <a title="Custody Risk Handbook 2012/2013 page 181" href="http://viewer.zmags.com/publication/c522837c?page=181"> Luxembourg – Singapore SUNGARD ASSET ARENA 7, ro</a> <a title="Custody Risk Handbook 2012/2013 page 182" href="http://viewer.zmags.com/publication/c522837c?page=182"> Singapore – South Africa INFORMATION MOSAIC Rege</a> <a title="Custody Risk Handbook 2012/2013 page 183" href="http://viewer.zmags.com/publication/c522837c?page=183"> South Africa – Switzerland SUNGARD ASSET ARENA I</a> <a title="Custody Risk Handbook 2012/2013 page 184" href="http://viewer.zmags.com/publication/c522837c?page=184"> Switzerland – United Kingdom TEMENOS 18 Place de</a> <a title="Custody Risk Handbook 2012/2013 page 185" href="http://viewer.zmags.com/publication/c522837c?page=185"> United Kingdom ALERI Hollywood House Church Stre</a> <a title="Custody Risk Handbook 2012/2013 page 186" href="http://viewer.zmags.com/publication/c522837c?page=186"> United Kingdom CHARLES RIVER DEVELOPMENT 6th Flo</a> <a title="Custody Risk Handbook 2012/2013 page 187" href="http://viewer.zmags.com/publication/c522837c?page=187"> APRIL 2013 Empire Room, Empire State Building, Ne</a> <a title="Custody Risk Handbook 2012/2013 page 188" href="http://viewer.zmags.com/publication/c522837c?page=188"> United Kingdom European Asset ServicingTec</a> <a title="Custody Risk Handbook 2012/2013 page 189" href="http://viewer.zmags.com/publication/c522837c?page=189"> Optimising Your Investment Management Business </a> <a title="Custody Risk Handbook 2012/2013 page 190" href="http://viewer.zmags.com/publication/c522837c?page=190"> United Kingdom EAGLE INVESTMENT SySTEMS LLC BNy </a> <a title="Custody Risk Handbook 2012/2013 page 191" href="http://viewer.zmags.com/publication/c522837c?page=191"> United Kingdom GOLDENSOURCE 80 Leadenhall Street</a> <a title="Custody Risk Handbook 2012/2013 page 192" href="http://viewer.zmags.com/publication/c522837c?page=192"> United Kingdom MILESTONE GROUP 68 UpperThames</a> <a title="Custody Risk Handbook 2012/2013 page 193" href="http://viewer.zmags.com/publication/c522837c?page=193"> United Kingdom OMGEO Aldgate House 33 Aldgate Hi</a> <a title="Custody Risk Handbook 2012/2013 page 194" href="http://viewer.zmags.com/publication/c522837c?page=194"> United Kingdom SUNGARD ASSET ARENA 25 Canada Squ</a> <a title="Custody Risk Handbook 2012/2013 page 195" href="http://viewer.zmags.com/publication/c522837c?page=195"> USA USA ACE SOFTWARE SOLUTIONS LTD 33 Wood Avenu</a> <a title="Custody Risk Handbook 2012/2013 page 196" href="http://viewer.zmags.com/publication/c522837c?page=196"> USA INFORMATION MOSAIC 370, Lexington Avenue Sui</a> <a title="Custody Risk Handbook 2012/2013 page 197" href="http://viewer.zmags.com/publication/c522837c?page=197"> USA in addressing industry efficiency to improve</a> <a title="Custody Risk Handbook 2012/2013 page 198" href="http://viewer.zmags.com/publication/c522837c?page=198"> USA MULTIFONDS 303 Congress Street, Suite 601 </a> <a title="Custody Risk Handbook 2012/2013 page 199" href="http://viewer.zmags.com/publication/c522837c?page=199"> THIRD PARTY FUND ADMINISTRATORS Long term thinki</a> <a title="Custody Risk Handbook 2012/2013 page 200" href="http://viewer.zmags.com/publication/c522837c?page=200"> Australia – Bahamas AUSTRALIA CITCO FUND SERVICE</a> <a title="Custody Risk Handbook 2012/2013 page 201" href="http://viewer.zmags.com/publication/c522837c?page=201"> Bahamas – Bermuda DOMINION MANAGEMENT SERVICES L</a> <a title="Custody Risk Handbook 2012/2013 page 202" href="http://viewer.zmags.com/publication/c522837c?page=202"> Bermuda – British Virgin Islands BERMUDA COMMERC</a> <a title="Custody Risk Handbook 2012/2013 page 203" href="http://viewer.zmags.com/publication/c522837c?page=203"> British Virgin Islands – Canada CIRCLETRUST SERV</a> <a title="Custody Risk Handbook 2012/2013 page 204" href="http://viewer.zmags.com/publication/c522837c?page=204"> Canada RBC INVESTOR SERVICES 155 Wellington S</a> <a title="Custody Risk Handbook 2012/2013 page 205" href="http://viewer.zmags.com/publication/c522837c?page=205"> Cayman Islands CAYMAN ISLANDS ADMIRAL ADMINISTRA</a> <a title="Custody Risk Handbook 2012/2013 page 206" href="http://viewer.zmags.com/publication/c522837c?page=206"> Cayman Islands MAPLES FINANCE PO Pox 1093 Bounda</a> <a title="Custody Risk Handbook 2012/2013 page 207" href="http://viewer.zmags.com/publication/c522837c?page=207"> Cayman Islands – France accounting, NAV calculat</a> <a title="Custody Risk Handbook 2012/2013 page 208" href="http://viewer.zmags.com/publication/c522837c?page=208"> France – Germany clearing services, custody and </a> <a title="Custody Risk Handbook 2012/2013 page 209" href="http://viewer.zmags.com/publication/c522837c?page=209"> Germany – Guernsey SGSS offers banks, assets man</a> <a title="Custody Risk Handbook 2012/2013 page 210" href="http://viewer.zmags.com/publication/c522837c?page=210"> Consistency. It's all in our approach. Your dedic</a> <a title="Custody Risk Handbook 2012/2013 page 211" href="http://viewer.zmags.com/publication/c522837c?page=211"> Strength where it counts is</a> <a title="Custody Risk Handbook 2012/2013 page 212" href="http://viewer.zmags.com/publication/c522837c?page=212"> Guernsey EQUITyTRUST (GUERNSEy) LTD P.O. 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